• Client Due Diligence Operations Analyst - Warsaw

    Location(s) PL-Warsaw
    Job ID
    2020-60439
    Schedule Type
    Full Time
    Level
    Analyst
    Function(s)
    Operations
    Region
    EMEA
    Division
    Operations
    Business Unit
    Client Due Diligence Ops
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    YOUR IMPACT

     

    If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our CIP Rolling Review team would like to invite you to apply for a position on the team. We are seeking a professional who can work directly with our clients to review and refresh their AML/KYC information on file. This position offers the opportunity to mitigate the risks at the firm while collaborating with colleagues across the Sales, and Compliance divisions.

    RESPONSIBILITIES AND QUALIFICATIONS

    OPERATIONS

     

    Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

     

    OUR IMPACT

     

    Securities Division Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading, and asset management capabilities to clients around the world. In addition, Securities Division Operations provides essential risk management and control to preserve the firm’s assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is this division that develops the processes and controls that facilitates business flow.

     

    As a member of the CIP Rolling Review team, the individual will specialize in the review of AML/KYC information on file for existing Sec Div clients. The individual will work directly with our clients, sales and operational partners in a fast paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical.

     

    We believe this structure provides our people with enhanced development opportunities to broaden their knowledge base, as well as provide a best in class operational client service.

    HOW YOU WILL FULFILL YOUR POTENTIAL


    • Ensure due diligence is performed on the Firm’s existing clients to comply with “Know Your Customer” regulations
    • Develop expertise in the Firm’s Anti Money Laundering/Customer Identification due diligence policies
    • Communicate with internal and external clients to obtain relevant documentary requirements in line with current policies
    • Propose and act upon process improvements/efficiencies
    • Participate in regular meetings with CIP Rolling Review regional and global team members
    • Work closely with regional managers to ensure CIP Rolling Review case review targets are on track and being progressed
    • Take ownership of an agreed upon workload ensuring it is processed to completion within timelines

     

    SKILLS & EXPERIENCE WE ARE LOOKING FOR 

     

    BASIC QUALIFICATIONS


    • Bachelor's degree required
    • Work experience in Operations or related field
    • Experience in Client On-boarding/ Customer Identification Program (CIP) processes
    • Proficiency using the Microsoft Office Suite in particular Excel, Power-Point and Microsoft Word

     

    PREFERRED QUALIFICATIONS


    • Experience in the financial services industry
    • Must be proactive, enthusiastic and team oriented
    • Ability to remain composed under pressure
    • Knowledge of Portuguese or Spanish
    • Ability to prioritize and make decisions in a fast-paced environment
    • Accuracy and attention to detail
    • Strong client service orientation
    • Strong written and verbal communication skills
    • Adapt to changes and new challenges
    • Strong analytical skills
    • Well developed organizational skills
    • Prudent in escalating potential risk to the Firm

     

    ABOUT GOLDMAN SACHS

    ABOUT GOLDMAN SACHS


    At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

    We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

    We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html



    © The Goldman Sachs Group, Inc., 2020. All rights reserved.
    Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

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