• CIMD Operations - PWM Ops - Asset Transfer Approval - Analyst - Salt Lake City

    Location(s) US-UT-Salt Lake City
    Job ID
    2020-60839
    Schedule Type
    Full Time
    Level
    Analyst
    Function(s)
    Operations
    Region
    Americas
    Division
    Operations
    Business Unit
    PWM Ops Trade & Trx Mgmt
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    OPERATIONS

    Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

     

    YOUR IMPACT:

    Are you looking to be innovative, improve processes, manage risk and increase efficiencies?  The Private Wealth Management (PWM) Operations Asset Transfer & Authentication (AT&A) team is seeking an Analyst/Associate who will support the asset transfer review and approval process. You will help facilitate the movement of assets throughout the world for our PWM clients while monitoring for risk, identifying fraud and ensuring compliance to firm and regulatory policies.  You will also have the opportunity to be innovative by improving processes, reducing risk and increasing efficiency.

     

    OUR IMPACT:

    PWM Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, PWM Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.

     

    The AT&A team works with Private Wealth Management teams to monitor and approve asset transfers. The team authenticates client transfer requests in accordance with the Firmwide and regulatory policies.  The team also ensures the proper client approvals and documentation have been received while constantly monitoring for potential fraudulent activity

    RESPONSIBILITIES AND QUALIFICATIONS

    HOW YOU WILL FULFILL YOUR POTENTIAL:

    • Approve asset movements leaving client accounts
    • Authenticate asset transfer requests directly with the PWM Clients
    • Review account documentation, verify client signatures, and review legal documentation
    • Perform regulatory and risk related exception processing
    • Maintain integrity of customer accounts
    • Enforce regulations and GS policy

     

    SKILLS & EXPERIENCE WE’RE LOOKING FOR

    BASIC QUALIFICATIONS:

    • Bachelor’s degree required
    • Attention to detail and strong organizational skills
    • Proven analytical skills and ability to innovate and improve processes
    • Strong communication and presentation skills
    • Ability to work on multiple tasks/priorities
    • Strong sense of ownership and escalation

     

    PREFERRED QUALIFICATIONS:

    • Paralegal experience
    • In-depth knowledge of legal documentation (e.g., trust agreements, partnership agreements and corporate resolutions)
    • Compliance and/or regulatory experience
    • Good understanding of the financial industry

    ABOUT GOLDMAN SACHS

    ABOUT GOLDMAN SACHS

    At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

    We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

    We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html



    © The Goldman Sachs Group, Inc., 2020. All rights reserved.
    Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

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